The Securities and Exchange Commission (SEC) is an independent federal agency established under the Securities Exchange Act of 1934. The agency is headed by a 5-member Commission tasked with protecting investors and the markets. Among other duties, the SEC: * Regulates equity and fixed-income markets * Protects investors from fraud and market manipulation * Registers investable securities and financial services firms * Oversees regulatory bodies like FINRA and the [SIPC](https://learn.tryq.ai/articles/sipc) The SEC may handle violators using civil action or by partnering with the Department of Justice on criminal matters.
Fintech Breakthrough Award
Best Retail Investment Company
AI Breakthrough Award
Best Deep Learning Platform
AIBenzinga Global Fintech
Listmaker
Product Hunt’s Golden Kitty
Semi-Finalist – Fintech
Product Hunt
#1 Product of the Day
Product Hunt
#2 Product of the Week
Q.ai is the trade name of Quantalytics Holdings, LLC Quantalytics. Quantalytics offers automated financial advice tools through Quantalytics Investment Advisors, LLC (“QAI”), a SEC registered investment advisor. QIA’s Investment advisory services will be available only to residents of the United States. Disclosures concerning QIA’s investment advisory services are available on its Form ADV filed with the SEC. The parent company of ForbesMedia LLC, Forbes Global Media Holdings Inc. ("Forbes") has a material ownership interest in Quantalytics. Forbes does not give representation nor warranty with respect to the accuracy or completeness of the content on this website. The content on this website is for informational purposes only and does not constitute a comprehensive description of Q.ai`s investment advisory services. By using this website, you understand the information being presented is provided for informational purposes only and agree to our Terms of Use and Privacy Policy. QAI relies on information from various sources believed to be reliable, including clients and third parties, but cannot guarantee the accuracy and completeness of that information. Nothing in this communication should be construed as an offer, recommendation, or solicitation to buy or sell any security. No representation or warranty can be given with respect to the accuracy or completeness of the information, and is subject to updating, revision, and amendment. Additionally, QAI or its affiliates do not provide tax advice and investors are encouraged to consult with their personal tax advisors. All investing involves risk, including the possible loss of money you invest. Past performance doesn’t guarantee future performance. © 2023 Quantalytics Holdings, LLC. All Rights Reserved.
Copyright © 2023 Q.AI LLC. All rights reserved
We use cookies to provide you with the best experience and show you relevant advertising. Learn more.